Regulatory Information & Disclosures
Latitude Capital Partners Limited (LCPL) is committed to upholding the highest standards of regulatory excellence and transparency in all its operations. Our framework is designed to protect our clients’ interests and ensure full compliance with the directives set forth by our regulators.
Our Regulatory Status & Domicile
LCPL is an asset management company located in the Dubai International Financial Centre (DIFC), a globally respected financial hub. We are proud to be regulated by the Dubai Financial Services Authority (DFSA).
Commitment to Asset Security & Custody
To ensure the highest level of security and regulatory compliance, client assets are never held by LCPL directly. This separation of duties is a cornerstone of our commitment to asset safety.
- Third-Party Custodians: All client assets are held with internationally recognized and independent third-party institutions, including private banks, brokerage houses, and collective investment platforms.
- Our Role: LCPL operates strictly under a client mandate to provide investment instructions in our capacity as an investment manager and advisor. We do not take custody of client assets.
Client Classification: Definition of a Professional Client (as per DFSA)
This section outlines the classification under which LCPL engages with its clients, as defined by the DFSA Conduct of Business (COB) rules.
A Professional Client is a person or entity who possesses the experience, knowledge, and resources to understand and bear the risks associated with financial services. Professional Clients may access a broader range of financial products and services, but may also receive a lower level of regulatory protection compared to Retail Clients. All Professional Clients have the right to opt-in to be treated as Retail Clients if they wish.
The categories of Professional Clients include:
- Deemed Professional ClientsInstitutions such as banks, governments, pension funds, and large undertakings that meet specific financial thresholds (e.g. USD 20 million in assets or USD 40 million in turnover).
- Service-based Professional ClientsClients receiving financial services that are typically low-risk or inherently suited to experienced users, such as corporate finance advisory or commercial credit.
- Assessed Professional ClientsIndividuals or undertakings who meet net asset thresholds (e.g. USD 1 million) and demonstrate sufficient financial expertise through assessment or professional experience.